Raymond S. Hally
Professional summary
Raymond Scott Hally, who also goes by Raymond S. Hally, Raymond Hally, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Fort Washington, Pennsylvania.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Scott Hally's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2018 - Present
BANCROFT CAPITAL, LLC
Office #1: 501 Office Center Drive Suite 130, Fort Washington, PA 19034February 25, 2010 - July 31, 2018
DREXEL HAMILTON, LLC
June 27, 2002 - December 4, 2007
REDI GLOBAL TECHNOLOGIES LLC
October 1, 2000 - June 28, 2002
WALTER N. FRANK & CO., LLC
August 20, 1996 - March 31, 1997
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2018)
(10/4/2018)
(8/7/2018)
(8/7/2018)
(10/4/2018)
(8/7/2018)
(5/23/2019)
(10/4/2018)
(8/7/2018)
(10/4/2018)
(8/7/2018)
(10/4/2018)
(10/4/2018)
(12/4/2018)
(8/7/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/9/2012
Limited Representative-Equity Trader ExamSeries 21
Date: 2/24/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 10/12/1999
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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