Kenneth T. Kerr
Professional summary
Kenneth Thomas Kerr, who also goes by Ken Kerr, Kenneth Kerr, is a registered financial professional currently at FIRST TRYON SECURITIES, LLC located in Charlotte, North Carolina.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2010. Kenneth has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Thomas Kerr's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2020 - Present
FIRST TRYON SECURITIES, LLC
Office #1: 6101 Carnegie Blvd #210, Charlotte, NC 28209August 9, 2013 - September 17, 2020
NATHAN HALE CAPITAL, LLC
November 2, 2010 - August 9, 2013
ADVISORS ASSET MANAGEMENT, INC.
October 6, 2010 - August 9, 2013
ADVISORS ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2020)
Exams
FINRA
Current Firm
FIRST TRYON SECURITIES, LLC
CRD#: 7336 / SEC#: , 8-21426
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUNNEMER & CO. | MEMBER | |
| BRUNNEMER, HUBER KEITH III | MEMBER, CEO, PRESIDENT AND EXECUTIVE REPRESENTATIVE | 2758256 |
| BECK, ERIC JASON | CCO | 4824373 |
| BRUNNEMER, HEBER KEITH JR | MEMBER | 33824 |
| CARPENTER, MARGARET BRUNNEMER MS. | MEMBER, CHIEF FINANCIAL OFFICER, FINOP, | 2042716 |
| HOWELL, ELIZABETH WARREN | MEMBER, SENIOR VICE PRESIDENT | 4791377 |
| JOSEPH, ERIC MICHAEL | MEMBER, SENIOR VICE PRESIDENT | 4001509 |
| WARDLAW, CRAIG M JR. | MEMBER, SENIOR VICE PRESIDENT | 5316503 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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