CB
Curt W. Burris
ASCENSUS BROKER DEALER SERVICES
Lake Mary, FL 32746
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CRD#: 2751954
CB
Professional summary
Curt William Burris, who also goes by Curt William Burris, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida.
Curt is registered as a RR (Registered Representative) and started their career in finance in 1996. Curt has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Curt William Burris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Curt William Burris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2023 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746BD
CRD#: 36478
Lake Mary, FL
Past
March 9, 2011 - September 6, 2023
NEWPORT GROUP SECURITIES, INC.
BD
CRD#: 29722
Dallas, TX
Past
August 2, 2002 - February 3, 2011
CLARK SECURITIES, INC.
BD
CRD#: 43803
DALLAS, TX
Past
June 5, 1996 - July 22, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/11/2023)
RR
Arizona(7/11/2023)
RR
Arkansas(7/11/2023)
RR
California(7/11/2023)
RR
Colorado(7/11/2023)
RR
Connecticut(7/11/2023)
RR
Delaware(7/11/2023)
RR
Florida(7/11/2023)
RR
Idaho(7/11/2023)
RR
Illinois(7/11/2023)
RR
Indiana(7/11/2023)
RR
Iowa(7/11/2023)
RR
Kansas(7/11/2023)
RR
Louisiana(7/11/2023)
RR
Massachusetts(9/6/2023)
RR
Michigan(7/11/2023)
RR
Minnesota(7/11/2023)
RR
Missouri(7/11/2023)
RR
Montana(7/11/2023)
RR
Nebraska(7/12/2023)
RR
Nevada(9/6/2023)
RR
New Hampshire(7/11/2023)
RR
New Jersey(7/11/2023)
RR
New Mexico(7/11/2023)
RR
New York(7/11/2023)
RR
North Carolina(2/5/2025)
RR
Ohio(7/12/2023)
RR
Oklahoma(7/11/2023)
RR
South Dakota(7/11/2023)
RR
Tennessee(7/11/2023)
RR
Texas(7/11/2023)
RR
Utah(9/13/2023)
RR
Washington(7/11/2023)
RR
Wisconsin(7/11/2023)
RR
Wyoming(7/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ASCENSUS BROKER DEALER SERVICES, LLC
ASCENSUS BROKER DEALER SERVICES, INC. | UPROMISE INVESTMENTS, INC. | PREMIER MUTUAL FUND SERVICES, INC. | PREMIER DISTRIBUTOR, INC. | ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
95 Wells Avenue Suite 160, Newton, MA 02459
Mailing Address
95 Wells Avenue Suite 160, Newton, MA 02459
Phone number
(215) 648-1272
Established
Delaware since 01/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478Lake Mary, FL 32746TRUST BUT VERIFY
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