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JF

John Fletcher

PLURIS CAPITAL GROUP
New yORK, NY
·CRD# 2750926·28 years experience

Professional Summary

John Fletcher, who also goes by Fletch Fletcher, John Fletcher IV, is a registered financial advisor currently at PLURIS CAPITAL GROUP, INC. located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fletch Fletcher, John Fletcher Iv

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PLURIS CAPITAL GROUP, INC.·CRD# 30811
BD
1501 Broadway Suite 1515, New York, NY 10036
September 14, 2016 - Present
PLURIS CAPITAL GROUP, INC.·CRD# 30811
BD
Brooklyn, NY
September 25, 2015 - April 22, 2016
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
October 9, 2013 - September 26, 2014
BREAN CAPITAL, LLC·CRD# 23723
BD
New York, NY
November 1, 2005 - March 7, 2013
BREAN MURRAY & CO., INC.·CRD# 7541
BD
New York, NY
June 22, 1998 - March 14, 2006

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Current Firm

PC
PLURIS CAPITAL GROUP, INC.

J.H. LILLIAN SECURITIES CORP. | PLURIS CAPITAL GROUP, INC.

CRD#: 30811 / SEC#: 8-45179
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

204 East 3rd Street, Brooklyn, NY 11218

Mailing Address

204 E. 3rd Street, Brooklyn, NY 11218

Phone Number

(917) 304-3325

Established

New York since 09/08/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MJS CAPITAL ACQUISTION PARTNERS, LLC100% SHAREHOLDER—
FLETCHER, JOHNCEO/CCO/COO/FINANCIAL AND OPERATIONS PRINCIPAL2750926

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2019About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Jul 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Fletcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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