Robert B. Cannon
CANNON ADVISORS
Charlotte, NC 28203
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CRD#: 2748195
Professional summary
Robert Bryan Cannon, CFP® is a registered financial advisor currently at CANNON ADVISORS located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 12 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1): Name of the Business N/A; Investment Related: Y; Address of the other business: Charlotte, NC; Nature of the Business: licensed agent for life, LTC, fixed annuity and disability insurance sales; Start Date: 01/2010; # of hours/month devoted to the other business: less than 5 hours per month; # of hours/month devoted to other business during trading hours: less than 5 hours per month; Duties related: life, health, LTC, fixed annuity and disability insurance recommendations 2): Name of the Business: Air BNB Rental; Investment Related: N; Address of the other business: Charlotte, NC; Nature of the Business: Personal rental property; Start Date: 09/2017; # of hours/month devoted to the other business: less than 5 hours per month; # of hours/month devoted to other business during trading hours: 0 hours; Duties related: Manage personal rental property 3): Name of Business: Cannon Advisors; Investment Related: Y; Address of the other business: Charlotte, NC; Nature of the Business: Book sales; Start Date: 10/3/2023; #of hours/month devoted to the other business: 0 hour; #of hours/month devoted to other business during trading hours; 0 hours; Duties: Royalties from book sales
CRS (Client Relationship Summary) - RIA
Click below to view Robert Bryan Cannon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 26, 2018 - Present
CANNON ADVISORS
Office #1: 2108 South Boulevard Suite 200, Charlotte, NC 28203RIA
CRD#: 293929
Charlotte, NC
Past
June 4, 2015 - June 25, 2018
ADVISORY SERVICES NETWORK
RIA
CRD#: 146051
CHARLOTTE, NC
Past
June 3, 2015 - March 19, 2024
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Charlotte, NC
Past
January 12, 2010 - June 4, 2015
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CHARLOTTE, NC
Past
January 12, 2010 - June 4, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CHARLOTTE, NC
Past
September 3, 2009 - January 22, 2010
QUEENS OAK ADVISORS
RIA
CRD#: 150605
CHARLOTTE, NC
Past
April 3, 2009 - September 3, 2009
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
MIAMI, FL
Past
April 3, 2009 - January 19, 2010
CAPITAL GUARDIAN, LLC
BD
CRD#: 137919
CHARLOTTE, NC
Past
November 16, 2007 - March 13, 2009
STANFORD GROUP COMPANY
RIA
CRD#: 39285
CHARLOTTE, NC
Past
November 16, 2007 - March 13, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
CHARLOTTE, NC
Past
May 15, 2007 - November 19, 2007
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
CHARLOTTE, NC
Past
May 15, 2007 - November 19, 2007
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
CHARLOTTE, NC
Past
October 24, 2005 - May 18, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CHARLOTTE, NC
Past
August 23, 2005 - May 18, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CHARLOTTE, NC
Past
March 5, 1997 - June 28, 1999
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CANNON ADVISORS
CANNON ADVISORS | CANNON ADVISORS, INC.
CRD#: 293929 / SEC#: 801-121835
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (8/5/2021 Terminated)South Carolina
Registered Investment Advisory firm - (7/26/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/10/2018)
IAR
North Carolina(6/26/2018)
IAR
South Carolina(9/21/2018)
IAR
Texas(11/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CANNON ADVISORS
CANNON ADVISORS | CANNON ADVISORS, INC.
CRD#: 293929 / SEC#: 801-121835
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (8/5/2021 Terminated)South Carolina
Registered Investment Advisory firm - (7/26/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2108 South Boulevard Suite 200, Charlotte, NC 28203
Mailing Address
Phone number
(704) 820-8393
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 721 |
| AUM (Assets Under Management) | $ 142,414,019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
