Anette Schol-bermel

CETERA INVESTMENT ADVISERS LLC

LA MESA, CA 91942

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CRD#: 2746313

Professional summary

Anette Schol-bermel, who also goes by Anette Schol, Anette Scholbermel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in La Mesa, California and CETERA WEALTH SERVICES, LLC located in La Mesa, California.

Anette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Anette has worked at 13 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anette Schol | Anette Scholbermel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Professional Financial Services~8530 La Mesa Blvd, Ste. 306~La Mesa~CA~91942~Accounting Services/Tax Preparation~Employee~9/1/2020~5hrs~5hrs~I make appointments with clients. Also, I keep files, update the database with their information. 2) PROFESSIONAL FINANCIAL SERVICES POSITION: Employee NATURE: Our firm provides tax preparation for our clients. We also offer some bookkeeping and related advice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2020 ADDRESS: 8340 Allison Avenue, La Mesa CA 91942, United States DESCRIPTION: I make appointments with clients. Also, I keep files, update the database with their information. 3) SOCAL WEALTH ADVISORS POSITION: employee of affiliated firm (oba disclosure required) NATURE: I am an employee of PFSSD. PFSSD is an entity under SoCal Wealth Advisors? INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2023 ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: I am a registered sales assistant for PFSSD and perform all the administrative and operational tasks related to Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anette Schol-bermel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 8340 Allison Ave, La Mesa, CA 91942

RIA

CRD#: 105644

LA MESA, CA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 8340 Allison Ave, La Mesa, CA 91942

CRD#: 13572

LA MESA, CA

Past

October 8, 2020 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

LA MESA, CA

Past

October 8, 2020 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

LA MESA, CA

Past

June 26, 2019 - September 9, 2020

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Oceanside, CA

Past

June 26, 2019 - September 9, 2020

RIA

CRD#: 7059

SAN DIEGO, CA

Past

May 13, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/5/2025)

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anette Schol-bermel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anette Schol-bermel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

ALPHAMAX DISTRIBUTORS, L.L.C.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2008

Series 6TO

Date: 1/2/2023

SIE

Date: 1/17/2017

Series 7

Date: 5/12/2008

Series 6

Date: 4/29/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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