Eric J. Brundage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric James Brundage was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 55, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2012 - November 6, 2014
SAMCO CAPITAL MARKETS, INC.
July 27, 2011 - December 14, 2012
NEXBANK SECURITIES INC
August 29, 2001 - October 13, 2003
TRADERIGHT SECURITIES, INC.
November 1, 2000 - November 9, 2000
MSST, INC.
May 28, 1996 - December 31, 1996
RETIREMENT INVESTMENT GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/3/2001
Limited Representative-Equity Trader ExamCurrent Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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