Marc M. Cohen
Professional summary
Marc Moshe Cohen, who also goes by Marc M Cohen, is a registered financial professional currently at THALES CAPITAL PARTNERS LLC located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Moshe Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2015 - Present
THALES CAPITAL PARTNERS LLC
Office #1: 540 Madison Avenue 4th Floor, New York, NY 10022Office #2: 540 Madison Avenue 4th Floor, New York, NY 10022July 12, 2002 - August 10, 2012
NEWEDGE USA, LLC
May 22, 1996 - July 25, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2021)
(12/9/2015)
(12/3/2015)
(1/7/2021)
(11/19/2015)
(1/7/2021)
(11/6/2025)
(1/7/2021)
(1/14/2016)
(1/7/2021)
Exams
Series 8
Date: 6/24/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
THALES CAPITAL PARTNERS LLC
CRD#: 172125 / SEC#: , 8-69498
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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