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CRD#: 172125
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THALES CAPITAL PARTNERS LLC is located at 540 Madison Avenue 4th Floor, New York, NY 10022 and was first established at New York, Delaware in 02/29/2012. After operating for 13 years, THALES CAPITAL PARTNERS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THALES CAPITAL PARTNERS LLC’s clients are individuals and 0% of their clients are high net worth individuals. THALES CAPITAL PARTNERS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THALES CAPITAL PARTNERS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THALES CAPITAL PARTNERS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THALES CAPITAL PARTNERS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THALES CAPITAL PARTNERS LLC Comes From

Understanding the Statistics for THALES CAPITAL PARTNERS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
540 Madison Avenue 4th Floor, New York, NY 10022
Mailing Address
540 Madison Avenue 4th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(646) 664-0650
Established
Delaware since 02/29/2012
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THALES ASSOCIATES LLCMEMBER
COHEN, MARC MOSHECEO2744699
OSHEA, TIMOTHY SEANCFO/FINOP1977624
THALES MANAGEMENT LLCMANAGER
TONDI, PASQUALE FRANCISCCO1208585

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Advisor's working at THALES CAPITAL PARTNERS LLC

TO

Timothy Sean Oshea

RR
CRD#: 1977624
Location:
New York, NY 10022
Company:
THALES CAPITAL PARTNERS LLC
Disclosures:
Experience:
27 years
View Profile
JS

Jonathan Bernard Stark

Jon Stark
RR
CRD#: 2487817
Location:
New York, NY 10022
Company:
THALES CAPITAL PARTNERS LLC
Disclosures:
Experience:
28 years
View Profile
TP

Tony William Pepper II

Tony W Pepper
RR
CRD#: 5436618
Location:
New York, NY 10022
Company:
THALES CAPITAL PARTNERS LLC
Disclosures:
Experience:
9 years
View Profile
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