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RM

Reuven D. Millstone

NETWORK 1 FINANCIAL SECURITIES
Syosset, NY 11791
Some features on this profile are disabled
CRD#: 2743771
RM

Professional summary

Reuven Dovid Millstone, who also goes by David Millstone, Dovie Millstone, Rob Millstone, Robert D Millstone, Robert Millstone, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Syosset, New York.

Reuven is registered as a RR (Registered Representative) and started their career in finance in 1996. Reuven has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Millstone | Dovie Millstone | Rob Millstone | Robert D Millstone | Robert Millstone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reuven Dovid Millstone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2017 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: 50 Jackson Avenue Suite 301, Syosset, NY 11791
BD
CRD#: 13577
Syosset, NY
Past

April 14, 2011 - April 19, 2017

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

April 16, 2008 - April 14, 2011

BISHOP, ROSEN & CO., INC.

BD
CRD#: 1248
ROCKVILLE CENTER, NY
Past

April 25, 2006 - April 16, 2008

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
ROCKVILLE CENTRE, NY
Past

June 21, 2002 - April 26, 2006

SANDGRAIN SECURITIES LLC

BD
CRD#: 26004
GARDEN CITY, NY
Past

March 18, 1998 - July 10, 2002

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

May 24, 1996 - March 19, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/20/2019)
RR
Arizona
(3/20/2017)
RR
California
(3/20/2017)
RR
Colorado
(3/20/2017)
RR
Connecticut
(8/2/2022)
RR
Florida
(3/20/2017)
RR
Illinois
(3/20/2017)
RR
Maryland
(4/5/2017)
RR
Massachusetts
(5/7/2019)
RR
Michigan
(8/2/2022)
RR
Nevada
(12/11/2023)
RR
New Jersey
(3/20/2017)
RR
New York
(3/20/2017)
RR
North Carolina
(10/20/2022)
RR
Ohio
(11/7/2024)
RR
Pennsylvania
(8/26/2022)
RR
Texas
(3/20/2017)
RR
Virginia
(8/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 5/30/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/23/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577Syosset, NY 11791

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