Eric P. Coombs
Professional summary
Eric Parker Coombs, who also goes by Eric Parker Coombs, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Parker Coombs's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2024 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215January 24, 2024 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215July 19, 2022 - January 4, 2024
THE HUNTINGTON INVESTMENT COMPANY
July 18, 2022 - January 4, 2024
THE HUNTINGTON INVESTMENT COMPANY
October 21, 2019 - December 15, 2021
NATIONWIDE SECURITIES, LLC
October 21, 2019 - December 15, 2021
NATIONWIDE SECURITIES, LLC
December 5, 2006 - October 24, 2019
NATIONWIDE INVESTMENT ADVISORS, LLC
May 10, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 23, 1996 - October 24, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2024)
(2/8/2024)
(3/8/2024)
(3/5/2024)
(1/24/2024)
(3/14/2024)
(3/5/2024)
(5/22/2024)
(3/6/2024)
(3/20/2024)
(1/26/2024)
(3/21/2024)
(1/25/2024)
(4/19/2024)
(3/19/2024)
(1/29/2024)
(2/29/2024)
(3/5/2024)
(3/19/2024)
(3/1/2024)
(8/9/2024)
(3/4/2024)
(3/5/2024)
(3/8/2024)
(2/26/2024)
(3/20/2024)
(2/8/2024)
(2/29/2024)
(1/29/2024)
(2/29/2024)
(2/29/2024)
(4/2/2024)
(1/25/2024)
(3/22/2024)
(2/29/2024)
(2/29/2024)
(4/2/2024)
(2/29/2024)
(3/6/2024)
(1/25/2024)
(3/1/2024)
(2/29/2024)
(2/29/2024)
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(3/11/2024)
(4/18/2024)
(3/5/2024)
(2/29/2024)
(3/19/2024)
Exams
Series 7TO
Date: 9/26/2022
General Securities Representative ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
