Steven P. Korotkin
Professional summary
Steven Peter Korotkin is a registered financial professional currently at DOFT & CO., INC. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1971. Steven has worked at 2 firms and has passed the Series 7TO, Series 57TO, SIE, Series 55, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Peter Korotkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 1972 - Present
DOFT & CO., INC.
Office #1: 55 East 59th Street 12 Flr, New York, NY 10022Office #2: 55 East 59th Street 12th Floor, New York, NY 10022October 12, 1971 - December 10, 1971
SASSOWER, JACOBS & SCHNEIDER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2022)
(6/28/2022)
(9/8/1981)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/15/2000
Limited Representative-Equity Trader ExamPC
Date: 8/2/1977
AMEX Put and Call ExamSeries 1
Date: 10/7/1971
Registered Representative ExaminationFINRA
Current Firm
DOFT & CO., INC.
CRD#: 1660 / SEC#: , 8-10048
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOFT, ALAN | DIRECTOR | 69360 |
| DOFT, JONATHAN ANDREW | SECRETARY/DIRECTOR | 2320497 |
| DOFT, JONATHAN ANDREW | CHIEF COMPLIANCE OFFICER (CCO) | 2320497 |
| DOFT, JONATHAN ANDREW | PRESIDENT | 2320497 |
| DOFT, JONATHAN ANDREW | OPERATIONS PRINCIPAL | 2320497 |
| DOFT, RACHEL ALISON | DIRECTOR | 2320922 |
| HAMAOUI, ROBERT C | VICE PRESIDENT | 1333905 |
| HAMAOUI, ROBERT C | FINANCIAL PRINCIPAL | 1333905 |
Disclosures
| Regulatory Event | 4 |
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