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FIRM PROFILE
Overview
DOFT & CO., INC. is located at 55 East 59th Street 12th Floor, New York, NY 10022 and was first established at New York, New York in 08/03/1961. After operating for 65 years, DOFT & CO., INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DOFT & CO., INC.’s clients are individuals and 0% of their clients are high net worth individuals. DOFT & CO., INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DOFT & CO., INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DOFT & CO., INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DOFT & CO., INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DOFT & CO., INC. Comes From
Understanding the Statistics for DOFT & CO., INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
55 East 59th Street 12th Floor, New York, NY 10022
55 East 59th Street 12th Floor, New York, NY 10022
Small
(212) 421-5550
New York since 08/03/1961
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DOFT, ALAN | DIRECTOR | 69360 | |
| DOFT, JONATHAN ANDREW | SECRETARY/DIRECTOR | 2320497 | |
| DOFT, JONATHAN ANDREW | CHIEF COMPLIANCE OFFICER (CCO) | 2320497 | |
| DOFT, JONATHAN ANDREW | PRESIDENT | 2320497 | |
| DOFT, JONATHAN ANDREW | OPERATIONS PRINCIPAL | 2320497 | |
| DOFT, RACHEL ALISON | DIRECTOR | 2320922 | |
| HAMAOUI, ROBERT C | VICE PRESIDENT | 1333905 | |
| HAMAOUI, ROBERT C | FINANCIAL PRINCIPAL | 1333905 |
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Advisor's working at DOFT & CO., INC.
Robert C Hamaoui
Rose Stoll
Steven Peter Korotkin
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