James William Siders Jr
Professional Summary
James William Siders JR, who also goes by James W Jr Siders, Jim Siders, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Jackson, Ohio. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James W Jr Siders, Jim Siders
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
Contact Information
Main Address
One Orange Way, Windsor, CT 06095Mailing Address
One Orange Way, Windsor, CT 06095Phone Number
+1 (800) 356-2906Established
Minnesota since 04/26/1968Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
638SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
16,337AUM (Assets Under Management)
$3,870,673,693Disclosures
Regulatory Event
36Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
State Registrations and Notice Filings
(7/17/2017)
(6/10/2016)
(1/3/2011)
(9/9/2015)
(1/15/2021)
(9/1/2020)
(1/3/2011)
(9/6/2017)
(10/24/2016)
(1/9/2015)
(1/3/2011)
(7/23/2015)
(12/14/2011)
(4/26/2021)
(7/17/2017)
(2/27/2012)
(11/18/2021)
(1/3/2011)
(9/23/2019)
(8/18/2020)
(8/12/2020)
(9/20/2018)
(11/9/2015)
(3/4/2011)
(10/11/2022)
(3/28/2017)
(1/3/2011)
(1/3/2011)
(10/27/2017)
(1/3/2011)
(1/3/2011)
(1/3/2011)
(1/4/2024)
(5/17/2013)
(1/2/2015)
(5/1/2020)
(8/14/2026)
(8/10/2021)
(1/3/2011)
(7/17/2017)
(1/3/2011)
(7/17/2017)
(1/4/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James William Siders JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James William Siders JR's CRS (Customer Relationship Summary).
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