David Krou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Krou, who also goes by Dangui Dangui Krou, Dangui Krou, David Dangui Krou, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 11 firms and has passed the Series 63, Series 7, Series 56, Series 55, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2013 - December 5, 2013
WTS PROPRIETARY TRADING GROUP LLC
October 24, 2012 - October 29, 2012
NEW ENGLAND SECURITIES
March 26, 2012 - October 29, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
January 30, 2012 - March 28, 2012
WTS PROPRIETARY TRADING GROUP LLC
September 13, 2011 - December 21, 2011
DIMENSION TRADING GROUP, LLC
March 31, 2004 - July 16, 2005
RBC CAPITAL MARKETS, LLC
September 4, 2001 - February 7, 2003
WORLDCO, L.L.C.
November 12, 1997 - May 15, 2001
NEBRASKA HUDSON COMPANY, INC.
August 30, 1997 - October 9, 1997
MAIDSTONE FINANCIAL, INC.
June 6, 1997 - August 22, 1997
ROAN CAPITAL PARTNERS L.P.
February 5, 1997 - May 15, 1997
PRUDENTIAL EQUITY GROUP, LLC
September 11, 1996 - December 12, 1996
TREVOR, COLE, REID, & MONROE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 9/29/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 10/23/2001
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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