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David Krou

CRD# 2734825·Registered 1996 - 2013
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Krou, who also goes by Dangui Dangui Krou, Dangui Krou, David Dangui Krou, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1996 - 2013. David had worked at 11 firms and has passed the Series 63, Series 7, Series 56, Series 55, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dangui Dangui Krou, Dangui Krou, David Dangui Krou

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
January 23, 2013 - December 5, 2013
NEW ENGLAND SECURITIES·CRD# 615
BD
West Des Moines, IA
October 24, 2012 - October 29, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
West Des Moines, IA
March 26, 2012 - October 29, 2012
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
January 30, 2012 - March 28, 2012
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
September 13, 2011 - December 21, 2011
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 31, 2004 - July 16, 2005
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
September 4, 2001 - February 7, 2003
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
November 12, 1997 - May 15, 2001
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
August 30, 1997 - October 9, 1997
ROAN CAPITAL PARTNERS L.P.·CRD# 33063
BD
New York, NY
June 6, 1997 - August 22, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 5, 1997 - May 15, 1997
TREVOR, COLE, REID, & MONROE, INC.·CRD# 11065
BD
New York, NY
September 11, 1996 - December 12, 1996

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Sep 2011

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2001

Series 3 — National Commodity Futures Examination

Passed May 1996About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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