Gregory A. Ness
Professional summary
Gregory Alan Ness is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Alan Ness's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2022 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215May 11, 2016 - December 15, 2022
NATIONWIDE SECURITIES, LLC
July 14, 2010 - August 11, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
July 8, 2010 - August 11, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 13, 2009 - July 1, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - July 1, 2010
PNC WEALTH MANAGEMENT LLC
July 22, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
July 22, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
May 15, 2008 - July 23, 2009
PARK AVENUE SECURITIES LLC
March 14, 2008 - April 23, 2008
EDWARD JONES
February 15, 2008 - April 23, 2008
EDWARD JONES
August 14, 2002 - October 17, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 23, 1996 - November 13, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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