Jorge E. Gonzalez

OCEAN FINANCIAL SERVICES

Miami, FL 33131

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CRD#: 2728206

Professional summary

Jorge Emmanuel Gonzalez is a registered financial professional currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.

Jorge is registered as a RR (Registered Representative) and started their career in finance in 1996. Jorge has worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jorge Emmanuel Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2024 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 1000 Brickell Avenue, Miami, FL 33131

CRD#: 164289

Miami, FL

Past

April 19, 2022 - May 3, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Miami, FL

Past

October 22, 2020 - April 8, 2022

INVESTMENT PLANNERS, INC.

CRD#: 18557

Parkland, FL

Past

June 2, 2017 - February 20, 2019

EQUITY SERVICES, INC.

CRD#: 265

SUNRISE, FL

Past

January 26, 2016 - December 31, 2016

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

June 11, 2012 - January 19, 2016

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

August 25, 2011 - May 15, 2012

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

July 28, 2009 - August 17, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

February 10, 2005 - April 21, 2010

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

June 25, 2003 - October 5, 2004

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 26, 2000 - June 24, 2003

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 17, 1996 - March 6, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/6/2024)

Texas
(5/6/2024)

Exams

State Security Law Exam

Series 63

Date: 5/25/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/16/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289 / SEC#: , 8-69092

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

780 Nw 42nd Avenue, Suite 500, Miami, FL 33126

Mailing Address

780 Nw 42nd Avenue, Suite 500, Miami, FL 33126

Phone number

(305) 461-6940

Established

Florida since 01/19/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OFS HOLDING, LLC	MEMBER
CAMPBELL, ROBERT NMN	CHIEF FINANCIAL OFFICER	1349154
DEL CANAL, MANUEL M	MANAGER; CHIEF EXECUTIVE OFFICER	4624208
LEYVA, GUSTAVO MARTIN	AML CHIEF COMPLIANCE OFFICER	4426994
LEYVA, GUSTAVO MARTIN	CHIEF COMPLIANCE OFFICER	4426994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jorge E. Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jorge Emmanuel Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

INVESTMENT PLANNERS, INC.

EQUITY SERVICES, INC.

THE LEADERS GROUP, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

HIMCO DISTRIBUTION SERVICES COMPANY

MML INVESTORS SERVICES, LLC

MML DISTRIBUTORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

TOWER SQUARE SECURITIES, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/25/2007

SIE

Date: 10/1/2018

Series 6

Date: 7/16/1996

FINRA

Current Firm

OCEAN FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OCEAN FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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