Eric R. Heyman
Professional summary
Eric Robert Heyman, who also goes by Eric R Heyman, is a registered financial professional currently at EASTERLY SECURITIES LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Robert Heyman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2026 - Present
EASTERLY SECURITIES LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY, 10022September 19, 2018 - November 17, 2022
COMPASS DISTRIBUTORS, LLC
October 25, 1996 - September 17, 2018
OLSTEIN CAPITAL MANAGEMENT, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
EASTERLY SECURITIES LLC
CRD#: 281103 / SEC#: , 8-69661
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| FRIZE, BERNARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 2366022 |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
Red Flags
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