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KJ

Kenneth G Juster

EASTERLY SECURITIES
BEVERLY, MA
·CRD# 4788250·22 years experience

Professional Summary

Kenneth G Juster is a registered financial advisor currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2004. Kenneth has worked at 5 firms and has passed the Series 7 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

EASTERLY SECURITIES LLC·CRD# 281103
BD
138 Conant Street Suite 100, Beverly, MA 01915
August 26, 2022 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Boston, MA
June 25, 2009 - September 13, 2010
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
Jersey City, NJ
January 31, 2007 - June 5, 2008
CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
New York, NY
August 9, 2004 - January 11, 2007
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
New York, NY
July 23, 2004 - January 26, 2007

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Current Firm

ES
EASTERLY SECURITIES LLC

EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC

CRD#: 281103 / SEC#: 8-69661
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

138 Conant Street Suite 100, Beverly, MA 01915

Mailing Address

138 Conant Street Suite 100, Beverly, MA 01915

Phone Number

(617) 231-4300

Established

Delaware since 07/06/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EASTERLY ASSET MANAGEMENT OPERATIONS LLCSOLE AND MANAGING MEMBER—
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER2366022
JULIANO JR, PHILIP LCHIEF EXECUTIVE OFFICER4781008
JUSTER, KENNETH GCHIEF LEGAL OFFICER4788250
MONTAGUE, MICHAELCHIEF FINANCIAL OFFICER5121305
SMITH, ELIZABETH ANNEFINOP1960549

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jul 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth G Juster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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