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Timothy Andrew Looney

VELOCITY CLEARING

New York, NY

·CRD# 2727098·30 years experience

Professional Summary

Timothy Andrew Looney is a registered financial advisor currently at VELOCITY CLEARING, LLC located in New York, New York and GOLD STREET CAPITAL, LLC located in New York, New York. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 14, Series 8, Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

VELOCITY CLEARING, LLC·CRD# 126588

BD

199 Water Street 10th Floor, New York, NY 10038

July 29, 2022 - Present

GOLD STREET CAPITAL, LLC·CRD# 282643

BD

199 Water Street 8th Floor, New York, NY 10038

September 6, 2023 - Present

QUANTFURY TRADING USA LLC·CRD# 318437

BD

New York, NY

June 26, 2023 - March 10, 2025

MOMENTIX CAPITAL, INC.·CRD# 20130

BD

Hazlet, NJ

February 7, 2020 - January 7, 2026

SPEEDTRADER, INC·CRD# 107403

BD

Carmel, NY

December 13, 2012 - January 31, 2020

SMH CAPITAL INVESTMENTS LLC·CRD# 24535

BD

Westport, CT

October 27, 2008 - September 24, 2012

SPEEDTRADER, INC·CRD# 107403

BD

Katonah, NY

January 3, 2007 - October 20, 2008

APA SECURITIES, LLC·CRD# 133615

BD

New York, NY

April 26, 2005 - January 3, 2007

MCMG CAPITAL ADVISORS, INC.·CRD# 103871

BD

Richmond, VA

May 17, 2001 - August 15, 2001

TRUSTED SECURITIES ADVISORS CORP.·CRD# 24049

BD

New York, NY

June 13, 2000 - December 2, 2003

MONY SECURITIES CORPORATION·CRD# 4386

BD

New York, NY

March 27, 2000 - December 6, 2004

D.H. BLAIR INVESTMENT BANKING CORP.·CRD# 28502

BD

New York, NY

April 30, 1998 - February 10, 2000

YAMAICHI INTERNATIONAL (AMERICA) INC.·CRD# 909

BD

February 5, 1998 - April 6, 1998

YAMAICHI INTERNATIONAL (AMERICA) INC.·CRD# 909

BD

New York, NY

October 14, 1996 - April 6, 1998

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Current Firm

GS

GOLD STREET CAPITAL, LLC

BFIN FINANCIAL SERVICES, LLC | GOLD STREET CAPITAL, LLC

CRD#: 282643 / SEC#: 8-69727

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

199 Water Street 8th Floor, New York, NY 10038

Mailing Address

199 Water Street 8th Floor, New York, NY 10038

Phone Number

(917) 494-6375

Established

Illinois since 11/12/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
CF7, LLC	OWNER/INVESTOR	—
LOONEY, TIMOTHY ANDREW	CFO/FINOP	2727098
SMITH, JEFFREY SCOTT	CCO	2492551
YAN, ROY	CEO	2352916

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Connecticut
(8/17/2022)

RR

New Jersey
(7/29/2022)

RR

New York
(7/29/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2007About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 14 — Compliance Officer Examination

Passed Jun 1999About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1999

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1996About the Series 27 exam

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Andrew Looney's CRS (Customer Relationship Summary).

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TL

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