JB
James A. Bailey
EXENCIAL WEALTH ADVISORS
Enon Valley, PA
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CRD#: 2726041
JB
Professional summary
James Andrew Bailey is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Enon Valley, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Exencial Wealth Advisors, LLC: Equity Partner/Owner, 2020-Present Mr. Bailey is an Equity Partner of less than 5% of Exencial Wealth Advisors. Mr. Bailey spends 100% of his work week performing services for the firm. Mr. Bailey is not engaged in any investment-related business outside of his employment at Exencial. �Jim and his wife own several rental properties. The rental business is no stock market investment related and is conducted from their home address in Enon Valley, PA. The investment properties have been purchased over the last several years. The approximate number of hours Jim spends on this business is 4 hours per month, and 0 hours during trading hours. Jim's duties involve general upkeep of the property. As a rental property owner, Mr. Bailey receives additional compensation which varies from year to year and averages to approximately 10% of his annual income.
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2020 - Present
EXENCIAL WEALTH ADVISORS
RIA
CRD#: 130475
Enon Valley, PA
Past
February 10, 2016 - July 10, 2020
WILLINGDON WEALTH MANAGEMENT LLC
RIA
CRD#: 129613
Youngstown, OH
Past
May 4, 2012 - February 3, 2016
PORTFOLIO CAPITAL MANAGEMENT INC
RIA
CRD#: 105694
CHARLOTTE, NC
Past
September 9, 1997 - March 31, 1999
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EXENCIAL WEALTH ADVISORS
BURNS ADVISORY GROUP | EXENCIAL WEALTH ADVISORS, LLC | EXENCIAL WEALTH ADVISORS | BURNS WEALTH MANAGEMENT, INC. | BURNS WEALTH MANAGEMENT INC. | BURNS ADVISORY GROUP/EXECUTIVE FINANCIAL GROUP
CRD#: 130475 / SEC#: 801-62789
RIA
Registered Investment Advisory firm - (2/9/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/27/2024)
IAR
Colorado(4/11/2023)
IAR
Connecticut(2/27/2024)
IAR
Florida(6/21/2023)
IAR
Indiana(2/27/2024)
IAR
Michigan(2/27/2024)
IAR
New York(8/5/2024)
IAR
North Carolina(6/9/2020)
IAR
Ohio(6/9/2020)
IAR
Oklahoma(6/9/2020)
IAR
Pennsylvania(11/28/2022)
IAR
South Carolina(2/27/2024)
IAR
Washington(4/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
EW
EXENCIAL WEALTH ADVISORS
BURNS ADVISORY GROUP | EXENCIAL WEALTH ADVISORS, LLC | EXENCIAL WEALTH ADVISORS | BURNS WEALTH MANAGEMENT, INC. | BURNS WEALTH MANAGEMENT INC. | BURNS ADVISORY GROUP/EXECUTIVE FINANCIAL GROUP
CRD#: 130475 / SEC#: 801-62789
RIA
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Contact information
Main Address
9108 N. Kelley Avenue, Oklahoma City, OK 73131
Mailing Address
Phone number
(405) 478-1971
Established
Firm type
Fiscal year end
# of Employees
117
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,357 |
| AUM (Assets Under Management) | $ 5,301,377,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/27/2024 | ||
| 11/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
