Dean R. Moeller

LATITUDE ADVISORS

ST MARYS, OH 45885

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CRD#: 2724757

Professional summary

Dean Robert Moeller, who also goes by Dean Moeller, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in St Marys, Ohio and GWN SECURITIES INC. located in St. Marys, Ohio.

Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Dean has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dean Moeller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/1/2005 TO PRESENT - KNIGHTS OF ST JOHNS ST RT 119, MARIA STEIN, OH 45860;TITLE-BUSINESS MANAGER;DUTIES-BOOKKEEPING;TIME SPENT-2%;COMPENSATION-FEE. 2. 10/1997 TO PRESENT - MOELLER & COMPANY CPA LTD 2360 CELINA RD, ST MARYS, OH 45885;TITLE-CPA;DUTIES-MANAGE CPA PRACTICE/TAX & ACCOUNTING SERVICES;TIME SPENT-60%;COMPENSATED BY NET INCOME DRAW. 3. 10/1997-PRESENT MOELLER AND COMPANY INSURANCE, ST MARY, OH; INDEPENDENT INSURANCE AGENT. LIFE, HEALTH, DISABILITY, LTC -COMMISSION BASED. 4. 10/2009-PRESENT LATITUDE ADVISORS, LLC (IA REP) - FEE BASED MOELLER AND COMPANY INSURANCE POSITION: INSURANCE AGENT NATURE: FIXED LIFE, HEALTH, DISABILITY, LONG TERM CARE INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 10/23/1997 ADDRESS: 2360 CELINA RD, ST MARYS OH 45885 DESCRIPTION: INDEPENDENT INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Robert Moeller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2009 - Present

LATITUDE ADVISORS, LLC

Office #1: 2360 Celina Road, St Marys, OH 45885

RIA

CRD#: 151001

ST MARYS, OH

Current

December 17, 2009 - Present

GWN SECURITIES INC.

Office #1: 2360 Celina Road, St. Marys, OH 45885

RIA

CRD#: 128929

St. Marys, OH

Past

March 26, 2007 - December 22, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

ST. MARY'S, OH

Past

March 23, 2007 - December 22, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

ST. MARY'S, OH

Past

April 24, 2002 - March 15, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ST. MARY'S, OH

Past

September 27, 2001 - March 15, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. MARY'S, OH

Past

June 2, 1999 - September 28, 2001

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Past

July 3, 1997 - May 25, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

April 18, 1996 - May 23, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(12/17/2009)

Ohio
(12/17/2009)

IAR

Ohio
(12/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dean R. Moeller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Robert Moeller's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

HOCHMAN & BAKER SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

WMA SECURITIES, INC.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2001

Series 6

Date: 4/17/1996

FINRA

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

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