John P. Haltmaier
Professional summary
John Philip Haltmaier is a registered financial professional currently at CASTLE PLACEMENT, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Philip Haltmaier's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2016 - Present
CASTLE PLACEMENT, LLC
Office #1: 1460 Broadway, New York, NY 10036Office #2: 1460 Broadway, New York, NY 10036January 17, 2003 - November 1, 2005
ACA SECURITIES, L.L.C.
June 4, 1998 - February 8, 2001
J.P. MORGAN SECURITIES INC.
November 27, 1996 - February 13, 1997
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2016)
Exams
Series 79TO
Date: 2/23/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CASTLE PLACEMENT, LLC
CRD#: 189511 / SEC#: , 8-69612
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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