Patrice Bryon
Professional summary
Patrice Bryon, who also goes by Patrice Blum, Patrice Alane Bryon, Patrice Alane Orr, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina.
Patrice is registered as a RR (Registered Representative) and started their career in finance in 1996. Patrice has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrice Bryon's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709September 8, 2006 - March 21, 2022
PROFUNDS DISTRIBUTORS, INC.
July 15, 2005 - July 19, 2006
AT INVESTOR SERVICES, INC.
November 7, 2001 - July 15, 2005
GPC SECURITIES, INC.
May 24, 2000 - October 9, 2001
INVESCO DISTRIBUTORS, INC.
December 3, 1996 - April 28, 2000
INVESCO DISTRIBUTORS, INC.
May 1, 1996 - October 29, 1996
IDS LIFE INSURANCE COMPANY
May 1, 1996 - October 29, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2022)
(5/23/2022)
(5/20/2022)
(5/20/2022)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Durham, NC 27709TRUST BUT VERIFY
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