Dale A. Mares
Professional summary
Dale Anthony Mares, who also goes by Dale A Mares, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Fort Worth, Texas.
Dale is registered as a RR (Registered Representative) and started their career in finance in 1996. Dale has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dale Anthony Mares's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2003 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 3904 Boat Club Rd Ste A, Fort Worth, TX 76135-3201Office #2: 208 W Main St, Azle, TX 76020-3120Office #3: 126 S Ranch House Rd Ste 600, Aledo, TX 76008-2782April 17, 1996 - June 11, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2003)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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