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Stacey Leigh White

ANICO FINANCIAL SOLUTIONS
League City, TX
·CRD# 2721039·26 years experience

Professional Summary

Stacey Leigh White, who also goes by Stacey Leigh Henderson, Stacey W Henderson, is a registered financial advisor currently at ANICO FINANCIAL SOLUTIONS, LLC located in League City, Texas. Stacey is registered as a RR (Registered Representative) and started their career in finance in 1996. Stacey has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stacey Leigh Henderson, Stacey W Henderson

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ANICO FINANCIAL SOLUTIONS, LLC·CRD# 300285
BD
2525 South Shore Blvd., League City, TX 77573
January 29, 2026 - Present
ANICO FINANCIAL SERVICES, INC.·CRD# 158883
BD
Galveston, TX
September 7, 2012 - January 23, 2026
SECURITIES MANAGEMENT & RESEARCH, INC.·CRD# 759
BD
Galveston, TX
August 23, 2001 - September 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 5, 2000 - June 14, 2001
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
Columbus, OH
April 23, 1996 - November 14, 1996

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Current Firm

AF
ANICO FINANCIAL SOLUTIONS, LLC

AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285 / SEC#: 8-70298
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1150 Locust Street, Des Moines, IA 50309

Mailing Address

1150 Locust Street, Des Moines, IA 50309

Phone Number

(515) 443-3527

Established

Iowa since 02/12/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO—
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
RUSTAD, STEPHANIE THERESECFO/FINOP2327465

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(1/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2000About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2003About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stacey Leigh White's CRS (Customer Relationship Summary).

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SW
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