Mark R. Brennan
Professional summary
Mark Richard Brennan, who also goes by Mark Richard Brennan Mr., Mark Richard Brennan, Mark R Brennan, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Skokie, Illinois and BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
November 30, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601May 11, 2015 - June 13, 2017
FIDELITY BROKERAGE SERVICES LLC
March 11, 1998 - July 2, 2008
HARRIS ASSOCIATES SECURITIES L.P.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2017)
(11/30/2017)
Exams
FINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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