Mitchell L. Spiehs

SPIEHS WEALTH MANAGEMENT

Grand Island, NE 68803

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CRD#: 2718183

Professional summary

Mitchell Louis Spiehs is a registered financial advisor currently at SPIEHS WEALTH MANAGEMENT, INC. located in Grand Island, Nebraska.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mitchell has worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SPIEHS WEALTH MANAGEMENT;INVESTMENT RELATED; 904 CONCORD AVENUE, GRAND ISLAND, NE 68803; NATURE: FIXED INSURANCE SALES AND MEDICARE SUPPLEMENT SALES; POSITION: OWNER/SALES/ADVISOR; START: 1/2012. APPROX 100 HRS/MONTH; APPROX 100 HRS/MONTH DURING TRADING. INSURANCE SALES AND SERVICES. 2.) SPIEHS FARM; INVESTMENT RELATED; 5525 NORTH 90TH ROAD,CAIRO, NE 68824; CROP LAND RENTAL; OWNER/FARM MANAGER; START DATE 01/1984; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; FARM LAND REAL ESTATE. 3.) SPIEHS PROPERTIES LLC; INVESTMENT RELATED; 904 CONCORD AVENUE, GRAND ISLAND, NE 68803; COMMERCIAL RENTAL PROPERTIES; OWNER; START DATE 12/2018; APPROX 10 HRS/MONTH; APPROX 1/2 HR/MONTH DURING TRADING; REAL ESTATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2023 - Present

SPIEHS WEALTH MANAGEMENT, INC.

Office #1: 904 Concord Avenue, Grand Island, NE 68803

RIA

CRD#: 328455

Grand Island, NE

Past

October 18, 2019 - August 29, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Grand Island, NE

Past

January 18, 2012 - October 18, 2019

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

GRAND ISLAND, NE

Past

February 16, 2011 - January 9, 2012

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

GRAND RAPIDS, NE

Past

July 20, 2009 - December 31, 2009

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

GRAND ISLAND, NE

Past

June 19, 2008 - December 31, 2011

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

GRAND ISLAND, NE

Past

January 20, 2006 - June 24, 2008

HBW SECURITIES LLC

CRD#: 136959

GRAND ISLAND, NE

Past

March 23, 2005 - December 31, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

March 19, 1996 - September 22, 2004

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/5/2023)

IAR

Texas
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/18/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/17/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SPIEHS WEALTH MANAGEMENT, INC.

CRD#: 328455 / SEC#:

Nebraska

Registered Investment Advisory firm - (10/5/2023 Approved)

Texas

Registered Investment Advisory firm - (5/21/2024 Conditional Restricted)

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Contact information

Main Address

904 Concord Avenue, Grand Island, NE 68803

Mailing Address

Phone number

(308) 675-1385

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	286
AUM (Assets Under Management)	$ 21,700,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell L. Spiehs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Louis Spiehs's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

GRADIENT ADVISORS, LLC

AMERICAN INVESTMENT SERVICES

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

HBW SECURITIES LLC

AMERICAN GENERAL SECURITIES INCORPORATED

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2008

Series 63

Date: 3/19/1996

Series 6

Date: 3/18/1996

Series 26

Date: 2/17/2001

Current Firm

SPIEHS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPIEHS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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