Maureen Bridget Mitchell
Professional Summary
Maureen Bridget Mitchell, who also goes by Maureen Bridget Baumer, was a registered financial advisor. Maureen was a previously registered financial professional and started their career in finance 1997 - 2016. Maureen had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maureen Bridget Baumer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
GE INVESTMENT DISTRIBUTORS, INC | GE INVESTMENT SERVICES INC | GE INVESTMENT DISTRIBUTORS, INC.
Contact Information
Established
Delaware since 02/03/1993Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GE ASSET MANAGEMENT INCORPORATED | SHAREHOLDER COMMON | 105297 |
| CARROLL, WENDY JEANNE | SECRETARY | 5981481 |
| LAPORTA, JEANNE MARIE | DIRECTOR | 5946908 |
| MITCHELL, MAUREEN BRIDGET | PRESIDENT & DIRECTOR | 2717813 |
| SIMPSON, MATTHEW JULIAN | DIRECTOR | 2638052 |
| STACHE, PAUL GERARD | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, EXECUTIVE REPRESENTATIVE | 1170097 |
| TSANG, EUNICE YUEN I | FINANCIAL & OPERATIONS PRINCIPAL | 2544900 |
| ZAKRZEWSKI, MATTHEW JOSEPH | DIRECTOR | 6249027 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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