Paul Gerard Stache
Professional Summary
Paul Gerard Stache is a registered financial advisor currently at LFT SECURITIES, LLC located in Cincinnati, Ohio and NAVIAN CAPITAL SECURITIES LLC located in Cincinnati, Ohio. Paul is registered as a RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 22 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 32, Series 3, Series 7, Series 4, Series 53, Series 27 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Years of Experience
36 years in the financial services industry
Current & Past Employments
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Current Firm
EQUILIBRIUM CAPITAL SERVICES, LLC | GSR SECURITIES LLC
Contact Information
Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787Phone Number
(631) 595-5309Established
Oregon since 10/05/2010Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(7/2/2024)
(8/24/2026)
(1/14/2025)
(9/4/2026)
(6/9/2026)
(7/30/2020)
(11/10/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Paul Gerard Stache's CRS (Customer Relationship Summary).
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
