Jacqueline L. Sloan Nowak
Professional summary
Jacqueline Lee Sloan Nowak, who also goes by Jacqueline Nowak, Jackie Sloan, Jacqueline Lee Sloan, Jacqueline Sloan, is a registered financial professional currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan and AVATAR SECURITIES, LLC located in New York, New York.
Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 2001. Jacqueline has worked at 133 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Lee Sloan Nowak's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2008 - Present
JAG TRADING L.L.C.
Office #1: 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322September 2, 2011 - Present
AVATAR SECURITIES, LLC
Office #1: 148 Madison Ave 5th Floor, New York, NY 10016March 10, 2016 - Present
TASTYTRADE, INC.
Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607April 24, 2018 - Present
MIDDLE MARKET TRANSACTIONS, INC.
Office #1: 1401 S. Brentwood Ave. Suite 600, St. Louis, MO 63144April 23, 2019 - Present
D-MERC SERVICES
Office #1: 375 Balsam St, Lakewood, CO 80226September 1, 2022 - Present
MAVERICK DERIVATIVES
Office #1: Strawinskylaan 1941, Amsterdam 1077XXOctober 20, 2023 - Present
ATOMIC VAULTS SECURITIES, LLC
Office #1: 9736 Rennes Ln, Delray Beach, FL 33446June 3, 2024 - Present
TTBD, LLC
Office #1: 850 Third Avenue 15th Floor, New York, NY, 10022October 22, 2024 - Present
PARX TRADING, LLC
Office #1: 33 W. 60th Street, Ste. 234, New York, NY 10023February 24, 2025 - Present
SIMPLEX TRADING, LLC
Office #1: 230 S. Lasalle Street Suite 08-500, Chicago, IL 60604March 13, 2025 - Present
MAVEN GLOBAL MARKETS TRADING LLP
Office #1: 444 W Lake St Ste. 4650, Chicago, IL 60606October 1, 2025 - Present
STG SECURITIES, LLC
Office #1: 250 West 55th Street, New York, NY 10019October 9, 2025 - Present
DOUGALL & ASSOCIATES INC.
Office #1: 8883 Winding Trail, Saint John, IN 46373August 15, 2022 - February 21, 2023
MBX CLEARING LLC
April 15, 2021 - January 4, 2022
PRIME CAPITAL MARKETS, LLC
August 5, 2020 - March 11, 2021
FCF SECURITIES AND DERIVATIVES LLC
March 24, 2020 - March 11, 2021
RFA SECURITIES LLC
March 24, 2020 - March 11, 2021
CASEY SECURITIES LLC
October 16, 2019 - May 2, 2023
THINK ALPHA SECURITIES, LLC
June 18, 2019 - January 3, 2022
DOUGH LLC
June 3, 2019 - September 6, 2019
COGNITIVE CAPITAL, LLC
March 12, 2019 - November 29, 2019
CPOD MARKETS LLC
June 27, 2018 - February 1, 2019
ESSEX RADEZ LLC
June 14, 2018 - February 25, 2019
G2 TRADING LLC
September 26, 2017 - December 31, 2018
FIVES CAPITAL, LLC
June 19, 2017 - November 30, 2020
KROLL SECURITIES LLC
March 1, 2016 - January 3, 2017
TRINITY EXECUTIONS, LLC
January 13, 2016 - December 18, 2018
MELVIN SECURITIES, L.L.C.
December 23, 2015 - July 12, 2016
MNR EXECUTIONS, LLC
October 6, 2015 - February 29, 2016
EWING BEMISS
June 12, 2015 - November 3, 2015
BROOKWOOD SECURITIES PARTNERS, LLC
February 17, 2015 - May 2, 2016
SIMPLEX TRADING, LLC
November 4, 2014 - May 9, 2025
GX2 SPREAD MARKETS, LLC
May 9, 2014 - June 10, 2015
303 ALTERNATIVES, LLC
April 17, 2014 - July 24, 2014
BLUE FIRE CAPITAL, LLC
February 25, 2014 - March 9, 2021
CMT TRADING LLC
July 17, 2013 - September 5, 2013
IMM EXECUTION SERVICES LLC
January 15, 2013 - December 28, 2018
BENGAL CAPITAL TRADING LLC
January 11, 2013 - March 28, 2013
SPEED TRADING PARTNERS, LLC
December 6, 2012 - August 4, 2015
STERLING SOFTWARE SERVICES, INC.
November 1, 2012 - September 30, 2013
HEKLA CAPITAL LLC
October 19, 2012 - January 29, 2013
SUMMIT SECURITIES GROUP LLC
May 1, 2012 - February 2, 2018
MONADNOCK CAPITAL MANAGEMENT, LP
April 9, 2012 - June 7, 2019
AKUNA SECURITIES LLC
December 20, 2011 - September 4, 2012
GENEVA SECURITIES, LLC
December 20, 2011 - June 4, 2013
IMM EXECUTION SERVICES LLC
November 29, 2011 - August 30, 2016
PUNDION LLC
August 4, 2011 - October 13, 2011
OBD SECURITIES LLC
June 15, 2011 - March 24, 2016
HYBRID TRADING & RESOURCES, LLC
May 24, 2011 - July 27, 2012
BROADCAP TRADING, LLC
May 5, 2011 - December 15, 2011
TIBRA TRADING AMERICA LLC
April 6, 2011 - October 8, 2012
BRI PARTNERS LLC
February 18, 2011 - December 20, 2011
ALGO ENGINEERING EXECUTION SERVICES LLC
January 12, 2011 - February 11, 2011
DILIGENTIA CAPITAL LLC
October 18, 2010 - July 21, 2014
BELVEDERE TRADING LLC
September 7, 2010 - September 30, 2015
VOLANT LIQUIDITY, LLC
August 16, 2010 - March 9, 2011
OBD SECURITIES LLC
April 19, 2010 - March 17, 2016
MAXWELLFORT INVESTMENTS, LP
March 25, 2010 - January 28, 2013
URSA GROUP, LLC
March 16, 2010 - July 3, 2018
SUMO CAPITAL, LLC
January 8, 2010 - February 24, 2010
DRYSDALE HOLDINGS, LLC
September 25, 2009 - July 28, 2010
HGS LLC
September 14, 2009 - November 9, 2012
TEMPLAR SECURITIES, LLC
August 27, 2009 - January 3, 2012
FLOW TRADERS U.S. LLC
August 3, 2009 - December 31, 2010
EUCALYPTUS PARTNERS LLC
May 29, 2009 - October 11, 2010
DILWORTH SECURITIES, INC.
March 13, 2009 - November 30, 2015
ASSOCIATED OPTIONS, INC.
January 22, 2009 - July 1, 2011
RGM SECURITIES, LLC
January 12, 2009 - December 13, 2012
OLD MISSION CAPITAL, LLC
December 22, 2008 - October 14, 2019
ARMORY SECURITIES, LLC
December 15, 2008 - August 31, 2009
G.S. TRADING PARTNERS, LLC
December 11, 2008 - July 31, 2013
CHIMERA SECURITIES, LLC
October 22, 2008 - May 26, 2009
VIRTU FINANCIAL BD LLC
June 5, 2008 - April 25, 2012
BEST DIRECT SECURITIES, LLC
May 13, 2008 - February 8, 2011
TRADING MACHINES LLC
April 4, 2008 - January 26, 2015
NOLITA CAPITAL, LLC
March 26, 2008 - July 27, 2011
JRH MASTER FUND LLC
March 26, 2008 - January 16, 2013
BENGAL CAPITAL, LLC
March 25, 2008 - May 31, 2011
BURKE TRADING LIMITED PARTNERSHIP
March 18, 2008 - January 30, 2009
ORIGINATION CAPITAL LLC
February 5, 2008 - December 31, 2010
OVERLOOK CAPITAL LLC
February 5, 2008 - January 7, 2014
XR SECURITIES LLC
January 18, 2008 - June 28, 2011
NORTHWATER CAPITAL MARKETS, LLC
January 7, 2008 - November 26, 2021
TTBD, LLC
January 3, 2008 - August 19, 2011
BLUE FIRE CAPITAL, LLC
October 18, 2007 - July 6, 2009
BASE-2 MARKETS, LLC
June 13, 2007 - December 31, 2009
MATLOCK CAPITAL, LLC
June 7, 2007 - September 9, 2008
POTAMUS TRADING, LLC
March 21, 2007 - March 1, 2018
SPOT TRADING L.L.C.
September 20, 2006 - December 31, 2006
GREENMOOR TRADING, LLC
September 19, 2006 - November 1, 2013
DRO-WST TRADING, LLC
August 7, 2006 - July 2, 2007
DIAMOND CAPITAL PARTNERS LLC
July 5, 2006 - December 31, 2006
SERRINO TRADING II LLC
July 5, 2006 - July 31, 2019
CMZ TRADING, LLC
April 4, 2006 - June 2, 2006
INTELLIGENT MARKET TRADING COMPANY, LLC
March 24, 2006 - June 23, 2006
HARD EIGHT TRADING, LLC
February 16, 2006 - June 7, 2011
JWM SECURITIES LLC
November 15, 2005 - December 31, 2006
ICM SECURITIES, LLC
November 10, 2005 - February 29, 2008
RESOURCE EQUITIES L.L.C.
October 3, 2005 - December 3, 2015
CORNERSTONE TRADING, LLC
July 7, 2005 - December 31, 2009
DRYSDALE HOLDINGS, LLC
June 22, 2005 - July 31, 2018
ION PARTNERS LLC
April 28, 2005 - June 10, 2009
HYBRID TRADING & RESOURCES, LLC
April 18, 2005 - December 31, 2010
MIDDLE MARKET TRANSACTIONS, INC.
January 5, 2005 - August 26, 2005
GENEVA STOCK, L.L.C.
January 5, 2005 - January 28, 2013
GENEVA TRADING LLC
September 14, 2004 - November 3, 2004
THE EVENTUS FUND, LLC
September 10, 2004 - July 27, 2006
V2V SECURITIES LLC
July 28, 2004 - June 30, 2006
JACKSON FINANCIAL GROUP, INC.
June 15, 2004 - December 9, 2011
COGNITIVE CAPITAL, LLC
May 11, 2004 - November 28, 2011
SMC OPTION MANAGEMENT, LLC
April 12, 2004 - April 28, 2005
INTELLIGENT MARKET TRADING COMPANY, LLC
April 12, 2004 - May 18, 2005
HARRISON TRADING GROUP, LLC
April 12, 2004 - July 26, 2007
SPECIALISTS DPM, LLC
April 1, 2004 - June 1, 2005
SKTY II, LLC
January 2, 2004 - April 1, 2004
INTELLIGENT MARKET TRADING COMPANY, LLC
December 9, 2003 - June 14, 2004
TERRAPIN TRADING, LLC
November 19, 2003 - February 18, 2004
SPECIALISTS DPM, LLC
November 19, 2003 - February 18, 2004
HARRISON TRADING GROUP, LLC
November 19, 2003 - September 1, 2006
HFS CAPITAL, L.L.C.
July 31, 2003 - March 22, 2005
HYBRID TRADING & RESOURCES, INC.
June 12, 2003 - November 18, 2003
ALLSTON TRADING LLC
February 24, 2003 - March 23, 2007
TEMPLAR SECURITES LLC
January 25, 2003 - September 30, 2005
TERRY TRADING LLC
January 2, 2003 - November 12, 2003
P B NAYBERS, LLC
November 7, 2002 - July 22, 2004
RESOURCE EQUITIES L.L.C.
November 1, 2002 - October 31, 2005
CENTURION SECURITIES L.L.C.
October 10, 2002 - January 30, 2004
RHO TRADING SECURITIES LLC
September 17, 2002 - January 3, 2005
VAN DER MOOLEN OPTIONS U.S.A. LLC
September 11, 2002 - December 4, 2004
QUIET LIGHT SECURITIES, LLC
September 9, 2002 - February 3, 2003
THE CHIMERA GROUP, LLC
September 9, 2002 - December 1, 2003
DHK TRADING, LLC
August 29, 2002 - October 28, 2002
MIDWEST PARTNERS LLC
August 29, 2002 - January 2, 2003
SAGUI, GARY VINVENT
August 29, 2002 - March 28, 2003
BLUE CAPITAL GROUP LLC
August 29, 2002 - June 10, 2003
KORY ASSOCIATES LIMITED PARTNERSHIP
August 29, 2002 - November 12, 2003
ATHENA TRADING, L.L.C.
August 29, 2002 - April 1, 2004
SYLVESTER, PHILLIP JOHN
August 29, 2002 - November 3, 2004
APOLLO PARTNERS, L.P.
August 29, 2002 - November 14, 2005
JAG TRADING L.L.C.
August 29, 2002 - May 10, 2006
CARR TRADING LLC
August 29, 2002 - August 31, 2006
SPOT TRADING L.L.C.
August 29, 2002 - June 3, 2008
SCHAER, J. BRIAN
August 29, 2002 - October 21, 2011
PANOS TRADING, LLC
August 23, 2002 - December 20, 2002
TRADEMARK FINANCIAL GROUP LLC
September 4, 2001 - May 23, 2011
VOLTAIRE INVESTMENTS, LLC
June 7, 2001 - June 10, 2009
SCHEMBRA SECURITIES, INC.
April 11, 2001 - October 5, 2005
S&L, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
DOUGALL & ASSOCIATES INC.
CRD#: 42324 / SEC#: , 8-49806
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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