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Find, Compare and Monitor Financial Advisors at JAG TRADING L.L.C.

CRD#: 114061
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

JAG TRADING L.L.C. is located at 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322 and was first established at Chicago, Delaware in 06/15/2001. After operating for 24 years, JAG TRADING L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JAG TRADING L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. JAG TRADING L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JAG TRADING L.L.C. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JAG TRADING L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JAG TRADING L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for JAG TRADING L.L.C. Comes From

Understanding the Statistics for JAG TRADING L.L.C. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322
Mailing Address
7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322
Firm Size
Small
Phone Number
(248) 757-2758
Established
Delaware since 06/15/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BAUER, CRAIG EVANMANAGING MEMBER, CCO4422849
BAUER, ALANA ZORNINVESTING MEMBER
SLOAN, JACQUELINE LEEFINANCIAL & OPERATIONS PRINCIPAL

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Advisor's working at JAG TRADING L.L.C.

JS

Jacqueline Lee Sloan Nowak

Jacqueline Nowak, Jackie Sloan, Jacqueline Lee Sloan, Jacqueline Sloan
RR
CRD#: 2717305
Location:
West Bloomfield, MI 48322
Company:
JAG TRADING L.L.C.
Disclosures:
Experience:
29 years
MK

Matthew Julian Kash

RR
CRD#: 5710428
Location:
West Bloomfield, MI 48322
Company:
JAG TRADING L.L.C.
Disclosures:
Experience:
15 years
MH

Margaret A Humphrey

Margaret A Pochyla
RR
CRD#: 4238668
Location:
West Bloomfield, MI 48322
Company:
JAG TRADING L.L.C.
Disclosures:
Experience:
16 years
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