Charles W. Averre

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

Raleigh, NC 27609

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CRD#: 2716974

Professional summary

Charles Wilson Averre IV, who also goes by Charles Averre, is a registered financial advisor currently at HOLLINGSWORTH AVENT AVERRE & PURVIS, PA located in Raleigh, North Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Charles has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Averre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOLLINSWORTH AVENT & AVERRE, PA, IS A CPA FIRM THAT REGISTERED AS AN INVESTMENT ADVISOR IN 1996. APPLICANT IS AN OWNER OF THAT BUSINESS. APPLICANT PROVIDES CPA SERVICES IN ADDITION TO INVESTMENT ADVICE. AVERRE LAND & IMPROVEMENT CO., INC. Officer. Family entity. 50 hours per year, zero hours during trading. AVERRE ASSOCIATES, LLC. Member. Property rental. A few hours per year, zero hours during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Wilson Averre IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2007 - Present

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

Office #1: 300 W. Millbrook Road, Raleigh, NC 27609

RIA

CRD#: 118943

Raleigh, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

HOLLINGSWORTH AVENT & AVERRE, PA | HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

CRD#: 118943 / SEC#: 801-113444

RIA

Registered Investment Advisory firm - (6/18/2018 Approved)

North Carolina

Registered Investment Advisory firm - (8/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/1996

Uniform Investment Adviser Law Examination

Current Firm

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

HOLLINGSWORTH AVENT & AVERRE, PA | HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

CRD#: 118943 / SEC#: 801-113444

RIA

Registered Investment Advisory firm - (6/18/2018 Approved)

North Carolina

Registered Investment Advisory firm - (8/24/2018 Terminated)

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Contact information

Main Address

300 W. Millbrook Road, Raleigh, NC 27609

Mailing Address

Phone number

(919) 848-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A AVERRE PURVIS AVERRE B (LDI 03.20.25) 118943 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 154,466,847

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles W. Averre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Wilson Averre IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

Primary Firm SEC Registration

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/1996

Current Firm

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

TRUST BUT VERIFY

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