Damian E. Orourke
Professional summary
Damian Edward Orourke is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Damian is registered as a RR (Registered Representative) and started their career in finance in 1996. Damian has worked at 9 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Damian Edward Orourke's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2010 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022March 9, 2009 - February 9, 2010
MCMAHAN SECURITIES CO. L.P.
April 3, 2008 - March 2, 2009
SOUTHRIDGE INVESTMENT GROUP LLC
July 10, 2006 - January 18, 2008
NEWOAK CAPITAL MARKETS LLC
February 24, 2006 - March 15, 2006
AURIA SERVICES CORP.
January 18, 2005 - September 8, 2005
BGC FINANCIAL, L.P.
April 5, 2004 - December 31, 2004
FTN EQUITY CAPITAL MARKETS CORP.
August 10, 2000 - January 13, 2003
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 11, 2000 - August 9, 2000
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 4, 1996 - May 2, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2010)
(2/8/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/4/2004
Limited Representative-Equity Trader ExamSeries 11
Date: 6/9/1998
Assistant Representative-Order Processing Qualification ExamFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
