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Florence Therese Dhainaut

CGIS SECURITIES
MIAMI, FL
·CRD# 2713300·30 years experience

Professional Summary

Florence Therese Dhainaut, who also goes by Florence Dhainaut, is a registered financial advisor currently at CGIS SECURITIES LLC located in Miami, Florida. Florence is registered as a RR (Registered Representative) and started their career in finance in 1996. Florence has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Florence Dhainaut

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

CGIS SECURITIES LLC·CRD# 155984
BD
990 Biscayne Blvd Suite 0-901, Miami, FL 33132
August 7, 2017 - Present
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC·CRD# 17053
BD
Montevideo
April 11, 2011 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 6, 1996 - June 24, 2010

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Current Firm

CS
CGIS SECURITIES LLC

CGIS SECURITIES LLC

CRD#: 155984 / SEC#: 8-68758
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

990 Biscayne Blvd Suite 0-901, Miami, FL 33132

Mailing Address

990 Biscayne Blvd Suite 0-901, Miami, FL 33132

Phone Number

(305) 507-4544

Established

Delaware since 08/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CGIS HOLDINGS LLCOWNER/MANAGING MEMBER—
DAPENA, RIGOBERTO PCEO1457405
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
RODRIGUEZ, JACQUELINECCO/AMLCO6324280

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1996About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Florence Therese Dhainaut's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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