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Florence T. Dhainaut

CGIS SECURITIES
MIAMI, FL 33132
CRD#: 2713300
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Florence Therese DhainautCGIS SECURITIES

Professional summary


Florence Therese Dhainaut, who also goes by Florence Dhainaut, is a registered financial professional currently at CGIS SECURITIES LLC located in Miami, Florida.

Florence is registered as a RR (Registered Representative) and started their career in finance in 1996. Florence has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Florence Dhainaut

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Florence Therese Dhainaut's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 7, 2017 - Present

CGIS SECURITIES LLC

Office #1: 990 Biscayne Blvd Suite 0-901, Miami, FL 33132
BD
CRD#: 155984
MIAMI, FL
Past

April 11, 2011 - January 19, 2016

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
MONTEVIDEO,
Past

March 6, 1996 - June 24, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/24/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CGIS SECURITIES LLC
CGIS SECURITIES LLC

CRD#: 155984 / SEC#: , 8-68758

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
990 Biscayne Blvd Suite 0-901, Miami, FL 33132
Mailing Address
990 Biscayne Blvd Suite 0-901, Miami, FL 33132
Phone number
(305) 507-4544
Established
Delaware since 08/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CGIS HOLDINGS LLCOWNER/MANAGING MEMBER
DAPENA, RIGOBERTO PCEO1457405
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
RODRIGUEZ, JACQUELINECCO/AMLCO6324280

Red Flags


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Company Information


CGIS SECURITIES LLC

CRD#: 155984Miami, FL 33132

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