David A. Johnson
Professional summary
David Alexander Johnson is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Charlotte, North Carolina.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alexander Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2016 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 11225 North Community House Road, Charlotte, NC 28277-2706March 7, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
July 20, 2010 - January 13, 2014
PRINCIPAL SECURITIES, INC.
July 14, 2010 - January 13, 2014
PRINCIPAL SECURITIES, INC.
September 18, 2009 - July 7, 2010
GWN SECURITIES INC.
September 18, 2009 - July 7, 2010
GWN SECURITIES INC.
December 1, 2005 - September 22, 2009
MSI FINANCIAL SERVICES, INC.
December 1, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 1, 2005 - September 22, 2009
MSI FINANCIAL SERVICES, INC.
March 20, 2003 - December 31, 2005
CITISTREET FINANCIAL SERVICES LLC
June 15, 2000 - December 31, 2005
CITISTREET EQUITIES LLC
March 18, 1996 - December 8, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2016)
(1/5/2021)
(6/30/2016)
(6/30/2016)
(6/30/2016)
(6/30/2016)
(6/30/2016)
(6/30/2016)
(1/5/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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