Justin E. Davis
Professional summary
Justin Eric Davis, who also goes by Justin E Davis, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Fort Worth, Texas and FROST BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Justin has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin Eric Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2023 - Present
FROST INVESTMENT SERVICES
Office #1: 640 Taylor St Ste 1000, Fort Worth, TX 76102July 20, 2023 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 640 Taylor St Ste 1000, Fort Worth, TX 76102August 18, 2021 - July 18, 2023
PNC WEALTH MANAGEMENT LLC
August 16, 2021 - July 18, 2023
PNC WEALTH MANAGEMENT LLC
May 16, 2013 - August 16, 2021
BBVA SECURITIES INC.
October 15, 2010 - August 17, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
April 1, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
June 12, 2002 - March 10, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 7, 1998 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 2, 1997 - July 6, 1998
BA INVESTMENT SERVICES, INC.
March 6, 1996 - September 15, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2024)
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(7/20/2023)
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(10/7/2025)
(7/20/2023)
(10/6/2023)
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(7/24/2023)
(1/3/2024)
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(10/26/2023)
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(1/10/2024)
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(1/10/2024)
(7/20/2023)
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(7/20/2023)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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