Suzanne A. Hyland
Professional summary
Suzanne A Hyland, who also goes by Suzanne A Scala, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1996. Suzanne has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne A Hyland's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2017 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167January 2, 2015 - November 15, 2016
SG AMERICAS SECURITIES, LLC
March 4, 2011 - January 2, 2015
NEWEDGE USA, LLC
September 24, 2009 - December 31, 2010
SCHON-EX LLC
April 28, 2005 - November 4, 2009
SCHONFELD SECURITIES, LLC
April 11, 2003 - May 12, 2004
CITICORP INVESTMENT SERVICES
December 10, 2001 - March 7, 2002
CITIGROUP GLOBAL MARKETS INC.
August 11, 2000 - July 23, 2001
CITICORP INVESTMENT SERVICES
February 4, 1999 - June 23, 2000
COWEN EXECUTION SERVICES LLC
June 12, 1998 - July 17, 1998
CIBC WORLD MARKETS CORP.
June 11, 1996 - April 22, 1998
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/8/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
