Robbie A. Goffin
Professional summary
Robbie Alexander Goffin, who also goes by Robbie A Goffin, Robert Goffin, is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.
Robbie is registered as a RR (Registered Representative) and started their career in finance in 1996. Robbie has worked at 11 firms and has passed the Series 63, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robbie Alexander Goffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2024 - Present
OLD CITY SECURITIES LLC
Office #1: 589 Fifth Avenue Ph, New York, NY 10017September 25, 2023 - April 3, 2024
DELPHOS MMJ L.P.
February 16, 2011 - July 22, 2013
JANNEY MONTGOMERY SCOTT LLC
October 14, 2010 - February 1, 2011
MIZUHO SECURITIES USA LLC
October 6, 2009 - October 5, 2010
STORMHARBOUR SECURITIES LP
January 18, 2007 - June 25, 2009
CREDIT AGRICOLE SECURITIES (USA) INC.
January 21, 2003 - January 9, 2007
KBC SECURITIES USA LLC
August 7, 2000 - October 29, 2002
COWEN AND COMPANY
April 6, 2000 - August 21, 2000
COMMERZ MARKETS LLC
November 3, 1997 - January 28, 2000
CIBC WORLD MARKETS CORP.
March 5, 1996 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2024)
(7/23/2024)
Exams
Series 7TO
Date: 9/23/2023
General Securities Representative ExaminationFINRA
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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