Laurie M. Taylor
Professional summary
Laurie Michelle Taylor, who also goes by Laurie M Williams, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Equality, Alabama.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1996. Laurie has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Michelle Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2025 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
July 12, 2010 - December 31, 2024
ONEAMERICA SECURITIES, INC.
September 3, 1998 - August 19, 2003
SCOTTRADE, INC.
July 18, 1996 - May 26, 1998
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2025)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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