William W. Welch

CRAVENS & COMPANY WEALTH MANAGEMENT

Cookeville, TN 38501

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CRD#: 2704857

Professional summary

William Woodrow Welch III, who also goes by W. Woodrow Welch III, Woodrow Welch, Woody Welch, is a registered financial advisor currently at CRAVENS & COMPANY WEALTH MANAGEMENT located in Cookeville, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

W. Woodrow Welch Iii | Woodrow Welch | Woody Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cravens & Company POSITION: Financial Advisor; NATURE: LLC; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 200; SECURITIES TRADING HOURS: 120; START DATE: 03/27/2009 ADDRESS: 1080 INTERSTATE DRIVE, COOKEVILLE, TN 38501 DESCRIPTION: Financial Advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Woodrow Welch III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2009 - Present

CRAVENS & COMPANY WEALTH MANAGEMENT

Office #1: 1080 Interstate Drive, Cookeville, TN 38501

RIA

CRD#: 130071

Cookeville, TN

Past

November 3, 2023 - November 5, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

COOKEVILLE, TN

Past

November 3, 2023 - November 5, 2024

OSAIC WEALTH, INC.

CRD#: 23131

COOKEVILLE, TN

Past

April 13, 2009 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

COOKEVILLE, TN

Past

March 27, 2009 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

COOKEVILLE, TN

Past

January 14, 2004 - April 14, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COOKEVILLE, TN

Past

August 14, 2000 - April 14, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COOKEVILLE, TN

Past

March 15, 1996 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRAVENS & COMPANY WEALTH MANAGEMENT

CRAVENS & COMPANY ADVISORS, LLC | CRAVENS & COMPANY WEALTH MANAGEMENT

CRD#: 130071 / SEC#: 801-112875

RIA

Registered Investment Advisory firm - (4/19/2018 Approved)

Georgia

Registered Investment Advisory firm - (4/24/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (4/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/24/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/20/2012)

IAR

Tennessee
(3/31/2009)

IAR

Texas
(10/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/7/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/14/1996

General Securities Representative Examination

Current Firm

CRAVENS & COMPANY WEALTH MANAGEMENT

CRAVENS & COMPANY ADVISORS, LLC | CRAVENS & COMPANY WEALTH MANAGEMENT

CRD#: 130071 / SEC#: 801-112875

RIA

Registered Investment Advisory firm - (4/19/2018 Approved)

Georgia

Registered Investment Advisory firm - (4/24/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (4/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/24/2018 Terminated)

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Contact information

Main Address

1080 Interstate Drive, Cookeville, TN 38501

Mailing Address

Phone number

(931) 528-6865

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 248,355,878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William W. Welch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Woodrow Welch III's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

Primary Firm SEC Registration

CRAVENS & COMPANY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/1999

Series 63

Date: 5/10/1996

SIE

Date: 10/1/2018

Series 31

Date: 6/7/2007

Series 7

Date: 3/14/1996

Current Firm

CRAVENS & COMPANY WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRAVENS & COMPANY WEALTH MANAGEMENT

TRUST BUT VERIFY

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