Joseph J. Crowley
Professional summary
Joseph James Crowley is a registered financial professional currently at BLAYLOCK VAN, LLC located in Oakland, California.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 11 firms and has passed the Series 63, Series 50, Series 52TO, Series 79TO, SIE, Series 7, Series 54 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph James Crowley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2026 - Present
BLAYLOCK VAN, LLC
Office #1: 350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 94612November 15, 2024 - January 23, 2025
HERBERT J. SIMS & CO, INC.
August 23, 2023 - June 3, 2024
BACKSTROM MCCARLEY BERRY & CO., LLC
March 30, 2017 - January 6, 2023
B. C. ZIEGLER AND COMPANY
April 7, 2014 - April 3, 2017
WILLIAM BLAIR
May 17, 2011 - March 25, 2014
E.J. DE LA ROSA & CO., INC.
April 13, 2009 - April 27, 2011
SEATTLE-NORTHWEST SECURITIES CORPORATION
March 11, 2008 - March 25, 2009
LOOP CAPITAL MARKETS LLC
January 24, 2001 - March 25, 2008
CITIGROUP GLOBAL MARKETS INC.
October 1, 1998 - April 18, 2000
BANC OF AMERICA SECURITIES LLC
February 19, 1997 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 12/28/2018
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLAYLOCK VAN, LLC
CRD#: 145317Oakland, CA 94612TRUST BUT VERIFY
Monitor Joseph Crowley
Get automatic monthly alerts on: