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Joseph James Crowley

BLAYLOCK VAN
OAKLAND, CA
·CRD# 2703762·29 years experience

Professional Summary

Joseph James Crowley is a registered financial advisor currently at BLAYLOCK VAN, LLC located in Oakland, California. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 11 firms and has passed the Series 63, Series 50, Series 52TO, Series 79TO, SIE, Series 7, Series 54 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

BLAYLOCK VAN, LLC·CRD# 145317
BD
350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 94612
June 10, 2026 - Present
HERBERT J. SIMS & CO, INC.·CRD# 3420
BD
Fairfield, CT
November 15, 2024 - January 23, 2025
BACKSTROM MCCARLEY BERRY & CO., LLC·CRD# 124503
BD
San Francisco, CA
August 23, 2023 - June 3, 2024
B. C. ZIEGLER AND COMPANY·CRD# 61
BD
Altadena, CA
March 30, 2017 - January 6, 2023
WILLIAM BLAIR·CRD# 1252
BD
Los Angeles, CA
April 7, 2014 - April 3, 2017
E.J. DE LA ROSA & CO., INC.·CRD# 25334
BD
Los Angeles, CA
May 17, 2011 - March 25, 2014
SEATTLE-NORTHWEST SECURITIES CORPORATION·CRD# 10639
BD
Seattle, WA
April 13, 2009 - April 27, 2011
LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Los Angeles, CA
March 11, 2008 - March 25, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Los Angeles, CA
January 24, 2001 - March 25, 2008
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1998 - April 18, 2000
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
February 19, 1997 - October 1, 1998

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Current Firm

BV
BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone Number

(212) 715-6600

Established

California since 03/26/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ROBERT VAN SECURITIES, INCSOLE VOTING MEMBER—
BLAYLOCK & COMPANY, INCNON-VOTING MEMBER—
CIULLA, ALEXANDER JOHNFINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2635660
HOUGH, JERVIS BENNETTBD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER4291302
KALISPEL TRIBAL ECONOMIC AUTHORITYNON-VOTING MEMBER—
SEAPORT GLOBAL SECURITIES LLCSHAREHOLDER116270
STANDIFER, ERIC VANMANAGER; CEO; GSP; MSP1025776

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2023About the Series 50 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2018About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1997About the Series 7 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Sep 2023About the Series 54 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2016About the Series 53 exam
FINRA
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph James Crowley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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