Frank J Famiglietti
Professional Summary
Frank J Famiglietti, who also goes by Frank Joseph Famiglietti, Frank Famiglietti, is a registered financial advisor currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York and MORGAN STANLEY DISTRIBUTION, INC. located in New York, New York. Frank is registered as a RR (Registered Representative) and started their career in finance in 1996. Frank has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Joseph Famiglietti, Frank Famiglietti
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
MAS FUND DISTRIBUTION, INC. | MORGAN STANLEY DISTRIBUTION, INC.
Contact Information
Main Address
1585 Broadway, New York, NY 10036Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231Phone Number
(212) 296-7860Established
Pennsylvania since 02/28/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | — |
| CORSO, JEFFREY | DIRECTOR | 3113988 |
| FAMIGLIETTI, FRANK J | CO-PRESIDENT AND DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| MICHAUD, DAVID ANDREW | CO-PRESIDENT AND DIRECTOR | 2730645 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frank J Famiglietti's CRS (Customer Relationship Summary).
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