TD
Troy A. Dryer
EQUITABLE DISTRIBUTORS
Charlotte, NC 28262
Some features on this profile are disabled
CRD#: 2700254
TD
Professional summary
Troy Alan Dryer, AIF®, who also goes by Troy Alan Dryer, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Troy is registered as a RR (Registered Representative) and started their career in finance in 1996. Troy has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Troy Alan Dryer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Verity Asset Management, Inc.; Investment-related; Durham NC; Registered Investment Adviser; Contractor; Investment advisor representative; 05/2019; 10 hours per month; 10 during market hours; Branch examiner. 2) Life is Good, LLC.; Not investment-related; Dallas, TX; Real estate; Officer; Owner; 2 hours per month; 0 during market hours; Purchase of real estate for rental and mineral rights.
CRS (Client Relationship Summary) - BD
Click below to view Troy Alan Dryer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 17, 2025 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262BD
CRD#: 25900
Charlotte, NC
Past
May 30, 2019 - April 15, 2025
VERITY ASSET MANAGEMENT
RIA
CRD#: 158667
CENTENNIAL, CO
Past
March 25, 2019 - April 15, 2025
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
DURHAM, NC
Past
September 1, 2017 - April 2, 2018
PRIME CAPITAL FINANCIAL
RIA
CRD#: 288712
Dallas, TX
Past
September 1, 2017 - April 25, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
DALLAS, TX
Past
June 23, 2017 - September 6, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
DALLAS, TX
Past
June 21, 2017 - September 6, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
DALLAS, TX
Past
December 13, 2011 - November 23, 2016
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
HOUSTON, TX
Past
December 13, 2011 - November 23, 2016
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
May 19, 2005 - December 9, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
DALLAS, TX
Past
June 27, 2000 - December 9, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
AUSTIN, TX
Past
January 25, 1996 - June 13, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2025)
RR
Alaska(6/17/2025)
RR
Arizona(6/17/2025)
RR
Arkansas(6/17/2025)
RR
California(6/17/2025)
RR
Colorado(6/17/2025)
RR
Connecticut(6/17/2025)
RR
Delaware(6/17/2025)
RR
District of Columbia(6/17/2025)
RR
Florida(6/17/2025)
RR
Georgia(6/17/2025)
RR
Hawaii(6/17/2025)
RR
Idaho(6/17/2025)
RR
Illinois(6/17/2025)
RR
Indiana(6/17/2025)
RR
Iowa(6/17/2025)
RR
Kansas(6/17/2025)
RR
Kentucky(6/17/2025)
RR
Louisiana(6/17/2025)
RR
Maine(6/17/2025)
RR
Maryland(6/17/2025)
RR
Massachusetts(6/17/2025)
RR
Michigan(6/17/2025)
RR
Minnesota(6/17/2025)
RR
Mississippi(6/17/2025)
RR
Missouri(6/17/2025)
RR
Montana(6/17/2025)
RR
Nebraska(6/17/2025)
RR
Nevada(6/17/2025)
RR
New Hampshire(6/17/2025)
RR
New Jersey(6/17/2025)
RR
New Mexico(6/17/2025)
RR
New York(6/17/2025)
RR
North Carolina(6/17/2025)
RR
North Dakota(6/17/2025)
RR
Ohio(6/20/2025)
RR
Oklahoma(6/17/2025)
RR
Oregon(6/17/2025)
RR
Pennsylvania(6/17/2025)
RR
Puerto Rico(6/17/2025)
RR
Rhode Island(6/17/2025)
RR
South Carolina(6/17/2025)
RR
South Dakota(6/17/2025)
RR
Tennessee(6/17/2025)
RR
Texas(6/17/2025)
RR
Utah(6/17/2025)
RR
Vermont(6/17/2025)
RR
Virginia(6/17/2025)
RR
Washington(6/17/2025)
RR
West Virginia(6/17/2025)
RR
Wisconsin(6/17/2025)
RR
Wyoming(6/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/17/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ED
EQUITABLE DISTRIBUTORS, LLC
AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8501 Ibm Drive, Suite 150, Charlotte, NC 28262
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105
Phone number
(212) 314-2137
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
