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CRD#: 154372
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ELM CAPITAL USA LIMITED is located at 7th Floor, Southwest House 11a Regent Street, St James, London, null SW1Y 4LR. ELM CAPITAL USA LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ELM CAPITAL USA LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. ELM CAPITAL USA LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ELM CAPITAL USA LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ELM CAPITAL USA LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ELM CAPITAL USA LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ELM CAPITAL USA LIMITED Comes From

Understanding the Statistics for ELM CAPITAL USA LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
7th Floor, Southwest House 11a Regent Street, St James, London, SW1Y 4LR
Mailing Address
7th Floor, Southwest House 11a Regent Street, St James, London, SW1Y 4LR
Firm Size
Small
Phone Number
011 44 207 901 8940
Established
since 05/20/2010
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ELM CAPITAL HOLDING LIMITEDHOLDING COMPANY, 100% DIRECT OWNER
DESHORMES, ETIENNECEO / CCO5811777
DORFMAN, ESTEE CARLAFINOP / CFO2696529

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at ELM CAPITAL USA LIMITED

ED

Etienne Deshormes

RR
CRD#: 5811777
Location:
London, SW1Y 4LR
Company:
ELM CAPITAL USA LIMITED
Disclosures:
Experience:
15 years
View Profile
NC

Nisha Chauhan

RR
CRD#: 7582327
Location:
London, SW1Y 4LR
Company:
ELM CAPITAL USA LIMITED
Disclosures:
Experience:
3 years
View Profile
HK

Hamza Khaldi

RR
CRD#: 7737037
Location:
London, SW1Y 4LR
Company:
ELM CAPITAL USA LIMITED
Disclosures:
Experience:
2 years
View Profile
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