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FIRM PROFILE
Overview
HUNTWICKE SECURITIES, LLC is located at 7 Grove Street Suite 201, Topsfield, MA 01983 and was first established at Boston, Massachusetts in 02/11/2008. After operating for 18 years, HUNTWICKE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HUNTWICKE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HUNTWICKE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HUNTWICKE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HUNTWICKE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HUNTWICKE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HUNTWICKE SECURITIES, LLC Comes From
Understanding the Statistics for HUNTWICKE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
7 Grove Street Suite 201, Topsfield, MA 01983
7 Grove Street Suite 201, Topsfield, MA 01983
Small
(978) 887-5981
Massachusetts since 02/11/2008
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at HUNTWICKE SECURITIES, LLC
James David Baga
Peter Earl Mulholland
Brian Andrew Woodland
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