Christopher C. Wood
Professional summary
Christopher Charles Wood, who also goes by Chris Wood, Christopher Wood, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Charles Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2025 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902October 31, 2023 - January 2, 2025
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
May 9, 2023 - October 20, 2023
ALAMO CAPITAL
June 1, 2020 - June 7, 2022
ICE BONDS SECURITIES CORPORATION
April 3, 2006 - June 3, 2020
TMC BONDS L.L.C.
June 30, 2003 - March 20, 2006
MUNICIPAL PARTNERS, LLC
June 16, 1997 - August 24, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2025)
(9/2/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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