Peter C. Starr
Professional summary
Peter Carswell Starr, who also goes by Peter C Starr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Marietta, Georgia and CETERA WEALTH SERVICES, LLC located in Marietta, Georgia.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Carswell Starr's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
March 14, 2006 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
March 1, 2006 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
October 7, 2002 - March 2, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 7, 2002 - March 2, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 29, 2002 - October 17, 2002
RYAN BECK & CO.
April 7, 1998 - May 16, 2002
GRUNTAL & CO., L.L.C.
April 17, 1997 - March 13, 1998
HAMPSHIRE SECURITIES CORPORATION
January 25, 1996 - April 17, 1997
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2022)
(9/20/2019)
(3/22/2023)
(7/31/2024)
(9/20/2019)
(8/20/2025)
(9/20/2019)
(9/20/2019)
(6/29/2023)
(9/20/2019)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
