Joseph A. Bracken

ALLSTATE FINANCIAL ADVISORS

Havertown, PA 19083-2322

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CRD#: 2692631

Professional summary

Joseph Aloysius Bracken, who also goes by Joiseph Aloysius Bracken, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Havertown, Pennsylvania and ALLSTATE FINANCIAL SERVICES, LLC located in Havertown, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joiseph Aloysius Bracken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CJEAPSNB FAMILY LLC POSITION: Owner NATURE: Commercial Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/22/2016 ADDRESS: 310 Reynolds Lane, West Chester PA 19380, United States DESCRIPTION: Mange the Property EVERLAKE ASSURANCE COMPANY (FORMERLY ALLSTATE ASSURANCE COMPANY), EVERLAKE LIFE INSURANCE COMPANY, LINCOLN BENEFIT LIFE, THE STANDARD (FORMERLY ALLSTATE BENEFITS/AMERICAN HERITAGE LIFE INSURANCE COMPANY POSITION: Agent NATURE: Trailing Commissions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2024 ADDRESS: 1918 Darby Rd, Havertown PA 19083, United States DESCRIPTION: Service policies sold in the past

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Aloysius Bracken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1918 Darby Rd, Havertown, PA 19083-2322

RIA

CRD#: 109524

Havertown, PA

Current

May 10, 2006 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1918 Darby Rd, Havertown, PA 19083-2322

CRD#: 18272

Havertown, PA

Past

October 24, 2000 - February 27, 2006

HILLVIEW CAPITAL ADVISORS, LLC

RIA

CRD#: 109071

ARDMORE, PA

Past

August 29, 2000 - November 14, 2005

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

April 9, 1998 - November 1, 1999

CMS INVESTMENT RESOURCES, LLC

CRD#: 10102

WYNNEWOOD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(9/18/2007)

Florida
(6/28/2024)

New Jersey
(1/2/2014)

Pennsylvania
(5/10/2006)

IAR

Pennsylvania
(2/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph A. Bracken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Aloysius Bracken's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

HILLVIEW CAPITAL ADVISORS, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

CMS INVESTMENT RESOURCES, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2024

Series 63

Date: 4/29/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/8/1998

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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