Marc J. Badner

SANTANDER US CAPITAL MARKETS LLC

New York, NY 10022

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CRD#: 2692540

Professional summary

Marc J Badner, who also goes by Marc Jay Badner, Marc J Bander, Marc Jay Bander, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.

Marc is registered as a RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marc Jay Badner | Marc J Bander | Marc Jay Bander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc J Badner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2017 - Present

SANTANDER US CAPITAL MARKETS LLC

Office #1: 437 Madison Avenue 6th Floor, New York, NY 10022

CRD#: 150696

New York, NY

Past

June 17, 2015 - June 19, 2017

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 23, 2009 - April 9, 2015

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

February 28, 2005 - July 31, 2009

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

GREENWICH, CT

Past

July 22, 2002 - February 18, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 23, 1996 - July 18, 2002

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/20/2017)

Florida
(1/2/2018)

Idaho
(9/19/2022)

Illinois
(1/2/2018)

Massachusetts
(11/21/2017)

New Jersey
(10/17/2017)

New York
(6/19/2017)

Exams

State Security Law Exam

Series 63

Date: 2/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/24/2015

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/14/2010

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696 / SEC#: , 8-68282

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

437 Madison Avenue 6th - 8th Floor, New York, NY 10022

Mailing Address

437 Madison Avenue 6th Floor, New York, NY 10022

Phone number

(212) 872-0100

Established

Delaware since 01/14/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SANTANDER CAPITAL HOLDINGS LLC	SOLE MEMBER
LANE, JASON DEARMOND	CHIEF COMPLIANCE OFFICER	2671708
PACHECO, MERCEDES MARIA	CHIEF LEGAL OFFICER	2909083
PRIETO-MORENO, GERARDO	PRINCIPAL OPERATIONS OFFICER	7295411
SANTANGELO, MICHAEL JOHN	CFO	4705334
VITALE, PAUL N	FINOP, PRINCIPAL FINANCIAL OFFICER	5909566
WALSH, JOSEPH NORTON III	CEO	2804671

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc J. Badner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc J Badner's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

BNP PARIBAS SECURITIES CORP.

NATWEST MARKETS SECURITIES INC.

MORGAN STANLEY & CO. LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/22/1996

Series 4

Date: 11/24/2015

Series 24

Date: 11/14/2010

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SANTANDER US CAPITAL MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SANTANDER US CAPITAL MARKETS LLC

TRUST BUT VERIFY

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